RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

CivicPlus, a growing gov tech company offering a range of software to the public sector, is now expanding into the compliance space with an acquisition of the newly formed business Optimere. Now it’s ...

Get the latest federal technology news delivered to your inbox. The Department of Defense wants to bolster the number of small contractors it does business with, so it's planning to debut a series of ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Discover the top compliance management software for CIOs in 2025 with our comprehensive reviews, featuring detailed breakdowns of key features, pricing, and integration tips to enhance governance, ...

Using Infrastructure-as-Code to manage containers has set an industry pattern for Security as Code (SaC) and Policy as Code ...

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‘So we’ve taken our experience in these other compliance areas and applied it to the insurance area, producing a risk analysis, policy and procedures doc and supporting evidence of compliance so that ...

IT assets are software, hardware or cloud resources that help businesses run their operations. Managing these assets efficiently is crucial for optimizing productivity, reducing costs and ensuring ...

The brand-new CIO of a large financial services organization had been on the job less than a week when a major software vendor handed him a bill for unauthorized usage to the tune of $1 million. By ...

ISO 26262, the automotive functional safety standard, requires the assessment of software tool confidence levels (TCLs) as either a TCL1, TCL2 or TCL3. Part 8:2011, clause 11.4.5 of the ISO 26262 ...