Regulatory compliance is an important factor across industries. It encompasses adherence to laws, regulations, guidelines, and specifications relevant to a particular business operation. Failure to ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance.ai., which distills regulatory content into actionable intelligence using machine learning and artificial intelligence tools, has debuted the new Team Edition of its financial regulatory ...

After spinning out of C2 Labs last year and raising more than $1.5 million, NoVa’s RegScale has big plans, founder Anil Karmel told us. A system scorecard from RegScale. Already in its short four ...

On December 16, 2025, Pegasystems Inc. (NASDAQ:PEGA) came under investor spotlight after it announced advanced agentic AI ...

CLEVELAND--(BUSINESS WIRE)--RIA in a Box, a leading Software-as-a-Service (SaaS) provider of compliance and operational software to the wealth management industry, has announced a partnership with ...

Discover the top compliance management software for CIOs in 2025 with our comprehensive reviews, featuring detailed breakdowns of key features, pricing, and integration tips to enhance governance, ...

3E, a global leader in regulatory compliance, product stewardship, and supply chain management solutions, has been recognized in the advanced “Leaders” quadrant by Verdantix, an independent research ...

John Ellis is the President and Head of Product for Codethink, a world-class provider of critical, high-performance software projects. Trust isn’t built through audits—it’s built through discipline.

SINGAPORE--(BUSINESS WIRE)-- Wolters Kluwer’s Finance, Risk & Reporting (FRR) business and Vizor Software, today announced a partnership for the Singapore market that will increase the quality of ...

Surglogs, a regulatory compliance software company aimed at ASCs and hospitals, has hired Victoria Samper as its director of regulatory compliance. Most recently, Ms. Samper served as the vice ...